Investigation

Step 2: Investigation

  • Get to know the service or product you are reviewing. What policies, processes, codes of practice and service charters are relevant?
  • Inform and circulate details to people who need to know
  • Get files, letters, statements, incident notes and any meeting or telephone call notes
  • Allocate time to investigate fully
  • Decide the chronology of events
  • Identify areas of dispute
  • Target any areas for further investigation

Comments

  • If you need to request comments from a product team, service team or contractor - set a deadline date
  • Collaborate statements - you may need another one from a second witness
  • Identify areas for further questioning or interview
  • Request further action from service if necessary
  • Input information on to your complaint management database

Interviews

Interviews can carried out by phone or in person. When interviewing:

  • Establish who you need to interview, where and when
  • Think about what information you need
  • Take notes
  • Be sensitive to equalities issues
  • Make sure the customer knows who you are and how to contact you
  • Listen carefully
  • Do not promise the unachievable
  • Ask relevant questions and guide the conversation
  • Summarise and agree the next course of action before ending the interview

Keep the complainant informed. If your response is going to be delayed for any reason let them know, and give reasons why such as a need to get information from other agencies.

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